The SEC and CFTC jointly proposed amendments to Form PF that would raise the reporting threshold from $150 million to $1 billion in private ...
SEC Chairman Paul Atkins said prior amendments to Form PF have led to overly burdensome disclosure requirements for advisers.
On May 3, 2023, the Securities and Exchange Commission (the SEC) adopted, on a 3-2 vote, 1 amendments to Form PF requiring certain current event reporting for Large Hedge Fund Advisers (as defined ...
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SEC, CFTC propose major cuts to Form PF filing scope
The SEC and CFTC jointly proposed raising reporting thresholds and streamlining Form PF, aiming to ease compliance for nearly half of current filers while retaining critical systemic risk data. The ...
The Securities and Exchange Commission and the Commodity Futures Trading Commission have jointly proposed amendments to ...
For advisors and firms increasing their use of alternatives, that dynamic may place greater emphasis on internal due ...
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Benjamin Schiffrin, Director of Securities Policy at Better Markets, a non-profit, non-partisan, and independent organization founded in the wake of the 2008 financial crisis to promote the public ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
WINDSOR, Conn., Nov. 25, 2024 /PRNewswire/ -- SS&C Technologies Holdings, Inc. (SSNC) (Nasdaq: SSNC) today announced that TIFF Investment Management, a leading provider of custom advice and investment ...
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