On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...

The U.S. Securities and Exchange Commission (SEC) has filed a legal brief in the Eighth Circuit Court of Appeals in support of its controversial climate disclosure rules (Climate Rules). The SEC ...

In a written statement, the SEC said it had filed charges against Darrah, who co-founded Vivid Financial Management in Orcutt. The complaint also named Vivid as a defendant, although the firm was ...

October 25, 2023 - Since the implementation of the Securities and Exchange Commission's Whistleblower Program under Section 922 of the Dodd-Frank Act in 2011, the SEC has awarded over $1 billion to ...

The U.S. Securities and Exchange Commission announced it would appeal a federal judge's ruling in its case against Ripple on Wednesday. The federal regulator filed a "notice of appeal" to the Second ...

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Nasdaq has filed a Form 8-K with the U.S. Securities and Exchange Commission (SEC) proposing a change to the Hashdex Nasdaq Crypto Index US ETF (NCIQ) benchmark. The filing, submitted on June 2, shows ...

A former New Jersey state correctional officer was charged Wednesday by the Securities and Exchange Commission (SEC) for fraudulently raising funds through a now-collapsed unregistered crypto asset ...

The Securities and Exchange Commission (SEC) filed a lawsuit last week against a company and a specific business deal that directly involves President Biden’s younger brother, James Biden. The ...

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